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<rfc number="5548" category="info">
  <front>
    <title abbrev="Routing Requirements for U-LLNs">Urban Wireless Sensor Network (WSN) Routing Requirements in&nbsp;Low&nbhy;Power&nbsp;and&nbsp;Lossy&nbsp;Networks</title>

<!-- [rfced] Please confirm that "WSN" is used for "Wireless Sensor
Network" not "Wireless Sensor Node".  (We note it is Wireless Sensor
Network in [Lu2007].)

May the title be changed as follows?

 Routing Requirements for Urban Wireless Sensor Networks
            in Low-Power and Lossy Networks
-->

    <author fullname="Mischa Dohler" initials="M" role="editor"
            surname="Dohler">
      <organization>CTTC</organization>

      <address>
        <postal>
          <street>Parc Mediterrani de la Tecnologia</street>
	  <street>Av. Canal Olimpic S/N</street>

          <city>08860 Castelldefels, Barcelona</city>

          <country>Spain</country>
        </postal>

        <email>mischa.dohler@cttc.es</email>
      </address>
    </author>

    <author fullname="Thomas Watteyne" initials="T" role="editor"
            surname="Watteyne">
      <organization abbrev="CITI-Lab, INRIA A4RES">CITI-Lab, INSA-Lyon, INRIA A4RES</organization>

      <address>
        <postal>
          <street>21 avenue Jean Capelle</street>

          <city>69621 Lyon</city>

          <country>France</country>
        </postal>

        <email>thomas.watteyne@ieee.org</email>
      </address>
    </author>

    <author fullname="Tim Winter" initials="T" role="editor" surname="Winter">
      <organization>Eka Systems</organization>

      <address>
        <postal>
          <street>20201 Century Blvd. Suite 250</street>

          <city>Germantown</city>

          <code>20874</code>

          <region>MD</region>

          <country>USA</country>
        </postal>

        <email>wintert@acm.org</email>
      </address>
    </author>

    <author fullname="Dominique Barthel" initials="D" role="editor"
            surname="Barthel">
      <organization>France Telecom R&amp;D</organization>

      <address>
        <postal>
          <street>28 Chemin du Vieux Chene</street>

          <city>38243 Meylan Cedex</city>

          <country>France</country>
        </postal>

        <email>Dominique.Barthel@orange-ftgroup.com</email>
      </address>
    </author>

    <date month="May" year="2009" />

    <area>Routing Area</area>

<!--[rfced] Please insert any keywords (beyond those that appear in
the title) for use on http://www.rfc-editor.org/rfcsearch.html. -->

    <abstract>

      <t>The application-specific routing requirements for Urban
      Low-Power and Lossy Networks (U-LLNs) are presented in this
      document. In the near future, sensing and actuating nodes will
      be placed outdoors in urban environments so as to improve
      people's living conditions as well as to monitor compliance with
      increasingly strict environmental laws. These field nodes are
      expected to measure and report a wide gamut of data, such as
      required in smart metering, waste disposal, meteorological,
      pollution, and allergy reporting applications. 

<!-- [rfced] May this sentence be rephrased in order to clarify the items being 
  listed and to better parallel the list in the "Sensors" section?

SUGGESTED A: 
      These field nodes are expected to measure and report a
      wide gamut of data, such as municipal consumption,
      meteorological, pollution, and allergen data.

SUGGESTED B: 
      These field nodes are expected to measure and report a
      wide gamut of data (for example, the data required by
      applications that perform smart-metering or that monitor
      meteorological, pollution, and allergy conditions).
-->

      The majority of
      these nodes are expected to communicate wirelessly over a
      variety of links such as IEEE 802.15.4, low-power IEEE 802.11,
      or IEEE 802.15.1 (Bluetooth), which given the limited radio
      range and the large number of nodes requires the use of suitable
      routing protocols. The design of such protocols will be mainly
      impacted by the limited resources of the nodes (memory,
      processing power, battery, etc.) and the particularities of the
      outdoor urban application scenarios. As such, for a wireless
      solution for Routing Over Low-Power and Lossy (ROLL) networks to
      be useful, the protocol(s) ought to be energy-efficient,
      scalable, and autonomous. This documents aims to specify a set
      of IPv6 routing requirements reflecting these and further
      U-LLNs' tailored characteristics.</t>

    </abstract>

  </front>

  <middle>
    <section title="Introduction">
      <t>This document details application-specific IPv6 routing requirements
      for Urban Low-Power and Lossy Networks (U-LLNs). Note that this document
      details the set of IPv6 routing requirements for U-LLNs in strict
      compliance with the layered IP architecture. U-LLN use cases and
      associated routing protocol requirements will be described.</t>

      <t><xref target="Terminology"></xref> defines terminology useful in
      describing U-LLNs.</t>

      <t><xref target="Overview"></xref> provides an overview of U-LLN
      applications.</t>

      <t><xref target="Scenarios"></xref> describes a few typical use cases
      for U-LLN applications exemplifying deployment problems and related
      routing issues.</t>

      <t><xref target="Traffic"></xref> describes traffic flows that will be
      typical for U-LLN applications.</t>

      <t><xref target="Requirements"></xref> discusses the routing
      requirements for networks comprising such constrained devices in a U-LLN
      environment. These requirements may overlap with or be derived 
      from other application-specific requirements documents <xref
      target="ROLL-HOME"></xref> <xref
      target="ROLL-INDUS"></xref> <xref
      target="ROLL-BUILD"></xref>.</t>

      <t><xref target="Security"></xref> provides an overview of routing
      security considerations of U-LLN implementations.</t>
    </section>

    <section anchor="Terminology" title="Terminology">

      <t>The terminology used in this document is consistent with and
      incorporates that described in "Terminology in Low power And Lossy
      Networks" <xref target="ROLL-TERM"></xref>. This
      terminology is extended in this document as follows:</t>

      <t><list hangIndent="6" style="hanging">
          <t hangText="Anycast:">Addressing and Routing scheme for forwarding
          packets to at least one of the "nearest" interfaces from a group, as
          described in RFC4291 <xref target="RFC4291"></xref> and RFC1546
          <xref target="RFC1546"></xref>.</t>

          <t hangText="Autonomous:">Refers to the ability of a routing
          protocol to independently function without requiring any external
          influence or guidance. Includes self-configuration and
          self-organization capabilities.</t>

          <t hangText="DoS:">Denial of Service, a class of attack that
          attempts to cause resource exhaustion to the detriment of a node or
          network.</t>

          <t hangText="ISM band:">Industrial, Scientific, and Medical band.
          This is a region of radio spectrum where low-power, unlicensed
          devices may generally be used, with specific guidance from an
          applicable local radio spectrum authority.</t>

          <t hangText="U-LLN:">Urban Low-Power and Lossy Network.</t>

          <t hangText="WLAN:">Wireless Local Area Network.</t>
        </list></t>

    <section title="Requirements Language">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
      "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
      document are to be interpreted as described in <xref
      target="RFC2119">RFC 2119</xref>.</t>
    </section>

    </section>

    <section anchor="Overview"
             title="Overview of Urban Low-Power and Lossy Networks ">
      <t></t>

      <section title="Canonical Network Elements ">
        <t>A U-LLN is understood to be a network composed of three key
        elements, i.e.,</t>

        <t><list style="numbers">
            <t>sensors,</t>

            <t>actuators, and</t>

            <t>routers</t>
          </list>that communicate wirelessly. The aim of the following
        sections (<xref target="Overview:Sensors" format="counter"></xref>, <xref
        target="Overview:Actuators" format="counter"></xref>, and <xref
        target="Overview:Routers" format="counter"></xref>) is to illustrate the functional
        nature of a sensor, actuator, and router in this context. That said,
        it must be understood that these functionalities are not exclusive. A
        particular device may act as a simple router or may alternatively be a
        router equipped with a sensing functionality, in which case it will be
        seen as a "regular" router as far as routing is concerned.</t>

        <section anchor="Overview:Sensors" title="Sensors">
          <t>Sensing nodes measure a wide gamut of physical data, including
          but not limited to:</t>

          <t><list style="numbers">
              <t>municipal consumption data, such as smart-metering of gas,
              water, electricity, waste, etc.;</t>

              <t>meteorological data, such as temperature, pressure, humidity,
              UV index, strength and direction of wind, etc.;</t>

              <t>pollution data, such as gases (sulfur dioxide (SO2),
              nitrogen oxide (NOx), carbon monoxide (CO), ozone), heavy
              metals (e.g., mercury), pH, radioactivity, etc.;</t>

<!-- [rfced] Unless the chemical formulas make the meaning more clear,
   we suggest removing them, as they are not used later in the
   document.

SUGGESTED:
     pollution data, such as gases (sulfur dioxide,
     nitrogen oxide, carbon monoxide, ozone), heavy
     metals (e.g., mercury), pH, radioactivity, etc.;
-->

              <t>ambient data, such as levels of allergens (pollen, dust),
              electromagnetic pollution, noise, etc.</t>
            </list></t>

          <t>Sensor nodes run applications that typically gather the
          measurement data and send it to data collection and processing
          application(s) on other node(s) (often outside the U-LLN).</t>

          <t>Sensor nodes are capable of forwarding data. Sensor nodes are
          generally not mobile in the majority of near-future roll-outs. In
          many anticipated roll-outs, sensor nodes may suffer from long-term
          resource constraints.</t>

          <t>A prominent example is a "smart grid" application that consists of
          a city-wide network of smart meters and distribution monitoring
          sensors. Smart meters in an urban "smart grid" application will
          include electric, gas, and/or water meters typically administered by
          one or multiple utility companies. These meters will be capable of
          advanced sensing functionalities such as measuring the quality of
          electrical service provided to a customer, providing granular
          interval data, or automating the detection of alarm conditions. In
          addition, they may be capable of advanced interactive
          functionalities, which may invoke an actuator component, such as
          remote service disconnect or remote demand reset. More advanced
          scenarios include demand response systems for managing peak load,
          and distribution automation systems to monitor the infrastructure
          that delivers energy throughout the urban environment. Sensor nodes
          capable of providing this type of functionality may sometimes be
          referred to as Advanced Metering Infrastructure (AMI).</t>
        </section>

        <section anchor="Overview:Actuators" title="Actuators">
          <t>Actuator nodes are capable of controlling urban devices; examples
          are street or traffic lights. They run applications that receive
          instructions from control applications on other nodes (possibly
          outside the U-LLN). The amount of actuator points is well below the
          number of sensing nodes. Some sensing nodes may include an actuator
          component, e.g., an electric meter node with integrated support for
          remote service disconnect. Actuators are capable of forwarding data.
          Actuators are not likely to be mobile in the majority of near-future
          roll-outs. Actuator nodes may also suffer from long-term resource
          constraints, e.g., in the case where they are battery powered.</t>
        </section>

        <section anchor="Overview:Routers" title="Routers">
          <t>Routers generally act to close coverage and routing gaps within
          the interior of the U-LLN; examples of their use are:</t>

          <t><list style="numbers">
              <t>prolong the U-LLN's lifetime,</t>

              <t>balance nodes' energy depletion, and</t>

              <t>build advanced sensing infrastructures.</t>
            </list>There can be several routers supporting the same U-LLN;
          however, the number of routers is well below the amount of sensing
          nodes. The routers are generally not mobile, i.e., fixed to a random
          or pre-planned location. Routers may, but generally do not, suffer
          from any form of (long-term) resource constraint, except that they
          need to be small and sufficiently cheap. Routers differ from
          actuator and sensing nodes in that they neither control nor sense.
          That being said, a sensing node or actuator may also be a router
          within the U-LLN.</t>

          <t>Some routers provide access to wider infrastructures, such as the
          Internet, and are named Low-Power and Lossy Network Border Routers
          (LBRs) in that context.</t>

          <t>LBR nodes in particular may also run applications that
          communicate with sensor and actuator nodes (e.g., collecting and
          processing data from sensor applications, or sending instructions to
          actuator applications).</t>
        </section>
      </section>

      <section title="Topology">
        <t>Whilst millions of sensing nodes may very well be deployed in an
        urban area, they are likely to be associated with more than one
        network. These networks may or may not communicate between one
        another. The number of sensing nodes deployed in the urban environment
        in support of some applications is expected to be in the order of 10^2
        to 10^7; this is still very large and unprecedented in current
        roll-outs.</t>

        <t>Deployment of nodes is likely to happen in batches, e.g., boxes of
        hundreds to thousands of nodes arrive and are deployed. The location
        of the nodes is random within given topological constraints, e.g.,
        placement along a road, river, or at individual residences.</t>
      </section>

      <section title="Resource Constraints">
        <t>The nodes are highly resource constrained, i.e., cheap hardware, low
        memory, and no infinite energy source. Different node powering
        mechanisms are available, such as:</t>

        <t><list style="numbers">
            <t>non-rechargeable battery;</t>

            <t>rechargeable battery with regular recharging (e.g.,
            sunlight);</t>

            <t>rechargeable battery with irregular recharging (e.g.,
            opportunistic energy scavenging);</t>

            <t>capacitive/inductive energy provision (e.g., passive Radio
            Frequency IDentification (RFID));</t>

            <t>always on (e.g., powered electricity meter).</t>
          </list></t>

        <t>In the case of a battery-powered sensing node, the battery shelf
        life is usually in the order of 10 to 15 years, rendering network
        lifetime maximization with battery-powered nodes beyond this lifespan
        useless.</t>

        <t>The physical and electromagnetic distances between the three key
        elements, i.e., sensors, actuators, and routers, can generally be very
        large, i.e., from several hundreds of meters to one kilometer. Not
        every field node is likely to reach the LBR in a single hop, thereby
        requiring suitable routing protocols that manage the information flow
        in an energy-efficient manner.</t>
      </section>

      <section title="Link Reliability">
        <t>The links between the network elements are volatile due to the
        following set of non-exclusive effects: <list style="numbers">
            <t>packet errors due to wireless channel effects;</t>

            <t>packet errors due to MAC (Medium Access Control) (e.g.,
            collision);</t>

            <t>packet errors due to interference from other systems;</t>

            <t>link unavailability due to network dynamicity; etc.</t>
          </list></t>

        <t>The wireless channel causes the received power to drop below a
        given threshold in a random fashion, thereby causing detection errors
        in the receiving node. The underlying effects are path loss, shadowing
        and fading.</t>

        <t>Since the wireless medium is broadcast in nature, nodes in their
        communication radios require suitable medium access control protocols
        that are capable of resolving any arising contention. Some available
        protocols may not be able to prevent packets of neighboring nodes from
        colliding, possibly leading to a high Packet Error Rate (PER) and
        causing a link outage.</t>

        <t>Furthermore, the outdoor deployment of U-LLNs also has implications
        for the interference temperature and hence link reliability and range
        if Industrial, Scientific, and Medical (ISM) bands are to be used. For
        instance, if the 2.4 GHz ISM band is used to facilitate communication
        between U-LLN nodes, then heavily loaded Wireless Local Area Network
        (WLAN) hot-spots may become a detrimental performance factor, leading
        to high PER and jeopardizing the functioning of the U-LLN.</t>

        <t>Finally, nodes appearing and disappearing causes dynamics in the
        network that can yield link outages and changes of topologies.</t>
      </section>
    </section>

    <section anchor="Scenarios" title="Urban LLN Application Scenarios">
      <t>Urban applications represent a special segment of LLNs with its
      unique set of requirements. To facilitate the requirements discussion in
      <xref target="Requirements"></xref>, this section lists a few typical
      but not exhaustive deployment problems and usage cases of U-LLN.</t>

      <section title="Deployment of Nodes">
        <t>Contrary to other LLN applications, deployment of nodes is likely
        to happen in batches out of a box. Typically, hundreds to thousands of
        nodes are being shipped by the manufacturer with pre-programmed
        functionalities which are then rolled-out by a service provider or
        subcontracted entities. Prior to or after roll-out, the network needs to
        be ramped-up. This initialization phase may include, among others,
        allocation of addresses, (possibly hierarchical) roles in the network,
        synchronization, determination of schedules, etc.</t>

        <t>If initialization is performed prior to roll-out, all nodes are
        likely to be in one another's one-hop radio neighborhood. Pre-programmed
        Media Access Control (MAC) and routing protocols may hence fail to
        function properly, thereby wasting a large amount of energy. Whilst
        the major burden will be on resolving MAC conflicts, any proposed
        U-LLN routing protocol needs to cater for such a case. For instance,
        zero-configuration and network address allocation needs to be properly
        supported, etc.</t>

        <t>After roll-out, nodes will have a finite set of one-hop neighbors,
        likely of low cardinality (in the order of 5 to 10). However, some
        nodes may be deployed in areas where there are hundreds of neighboring
        devices. In the resulting topology, there may be regions where many
        (redundant) paths are possible through the network. Other regions may
        be dependent on critical links to achieve connectivity with the rest
        of the network. Any proposed LLN routing protocol ought to support the
        autonomous self-organization and self-configuration of the network at
        lowest possible energy cost <xref target="Lu2007"></xref>, where
        autonomy is understood to be the ability of the network to operate
        without external influence. The result of such organization should be
        that each node or set of nodes is uniquely addressable so as to
        facilitate the set up of schedules, etc.</t>

        <t>Unless exceptionally needed, broadcast forwarding schemes are not
        advised in urban sensor networking environments.</t>
      </section>

      <section title="Association and Disassociation/Disappearance of Nodes">
        <t>After the initialization phase and possibly some operational time,
        new nodes may be injected into the network as well as existing nodes
        removed from the network. The former might be because a removed node
        is replaced as part of maintenance, or new nodes are added because
        more sensors for denser readings/actuations are needed, or because
        routing protocols report connectivity problems. The latter might be
        because a node's battery is depleted, the node is removed for
        maintenance, the node is stolen or accidentally destroyed, etc.</t>

        <t>The protocol(s) hence should be able to convey information about
        malfunctioning nodes that may affect or jeopardize the overall
        routing efficiency, so that self-organization and self-configuration
        capabilities of the sensor network might be solicited to facilitate
        the appropriate reconfiguration. This information may include, e.g.,
        exact or relative geographical position, etc. The reconfiguration may
        include the change of hierarchies, routing paths, packet forwarding
        schedules, etc. Furthermore, to inform the LBR(s) of the node's
        arrival and association with the network as well as freshly associated
        nodes about packet forwarding schedules, roles, etc., appropriate
        updating mechanisms should be supported.</t>
      </section>

      <section anchor="Scenarios:Reporting"
               title="Regular Measurement Reporting">
        <t>The majority of sensing nodes will be configured to report their
        readings on a regular basis. The frequency of data sensing and
        reporting may be different but is generally expected to be fairly low,
        i.e., in the range of once per hour, per day, etc. The ratio between
        data sensing and reporting frequencies will determine the memory and
        data aggregation capabilities of the nodes. Latency of an end-to-end
        delivery and acknowledgements of a successful data delivery may not be
        vital as sensing outages can be observed at data collection
        applications -- when, for instance, there is no reading arriving from a
        given sensor or cluster of sensors within a day. In this case, a query
        can be launched to check upon the state and availability of a sensing
        node or sensing cluster.</t>

        <t>It is not uncommon to gather data on a few servers located outside
        of the U-LLN. In such cases, a large number of highly directional
        unicast flows from the sensing nodes or sensing clusters are likely to
        transit through a LBR. Thus, the protocol(s) should be optimized to
        support a large number of unicast flows from the sensing nodes or
        sensing clusters towards a LBR, or highly directed multicast or
        anycast flows from the nodes towards multiple LBRs.</t>

        <t>Route computation and selection may depend on the transmitted
        information, the frequency of reporting, the amount of energy
        remaining in the nodes, the recharging pattern of energy-scavenged
        nodes, etc. For instance, temperature readings could be reported every
        hour via one set of battery-powered nodes, whereas air quality
        indicators are reported only during the daytime via nodes powered by solar
        energy. More generally, entire routing areas may be avoided (e.g., at
        night) but heavily used during the day when nodes are scavenging from
        sunlight.</t>
      </section>

<!-- [rfced] Should this be "scavenging for sunlight" instead of 
   "scavenging from sunlight"? -->

      <section title="Queried Measurement Reporting">
        <t>Occasionally, network-external data queries can be launched by one
        or several applications. For instance, it is desirable to know the
        level of pollution at a specific point or along a given road in the
        urban environment. The queries' rates of occurrence are not regular
        but rather random, where heavy-tail distributions seem appropriate to
        model their behavior. Queries do not necessarily need to be reported
        back to the same node from where the query was launched. Round-trip
        times, i.e., from the launch of a query from a node until the delivery
        of the measured data to a node, are of importance. However, they are
        not very stringent where latencies should simply be sufficiently
        smaller than typical reporting intervals; for instance, in the order
        of seconds or minutes. The routing protocol(s) should consider the
        selection of paths with appropriate (e.g., latency) metrics to support
        queried measurement reporting. To facilitate the query process, U-LLN
        devices should support unicast and multicast routing
        capabilities.</t>

        <t>The same approach is also applicable for schedule update,
        provisioning of patches and upgrades, etc. In this case, however, the
        provision of acknowledgements and the support of unicast, multicast,
        and anycast are of importance.</t>
      </section>

      <section title="Alert Reporting">
        <t>Rarely, the sensing nodes will measure an event that classifies as
        an alarm where such a classification is typically done locally within
        each node by means of a pre-programmed or prior-diffused threshold.
        Note that on approaching the alert threshold level, nodes may wish to
        change their sensing and reporting cycles. An alarm is likely being
        registered by a plurality of sensing nodes where the delivery of a
        single alert message with its location of origin suffices in most, but
        not all, cases. One example of alert reporting is if the level of
        toxic gases rises above a threshold; thereupon, the sensing nodes in
        the vicinity of this event report the danger. Another example of alert
        reporting is when a recycling glass container -- equipped with a sensor
        measuring its level of occupancy -- reports that the container is full
        and hence needs to be emptied.</t>

        <t>Routes clearly need to be unicast (towards one LBR) or multicast
        (towards multiple LBRs). Delays and latencies are important; however,
        for a U-LLN deployed in support of a typical application, deliveries
        within seconds should suffice in most of the cases.</t>
      </section>
    </section>

    <section anchor="Traffic" title="Traffic Pattern">
      <t>Unlike traditional ad hoc networks, the information flow in U-LLNs is
      highly directional. There are three main flows to be distinguished:
      <list style="numbers">
          <t>sensed information from the sensing nodes to applications outside
          the U-LLN, going through one or a subset of the LBR(s);</t>

          <t>query requests from applications outside the U-LLN, going through
          the LBR(s) towards the sensing nodes;</t>

          <t>control information from applications outside the U-LLN, going
          through the LBR(s) towards the actuators.</t>
        </list></t>

      <t>Some of the flows may need the reverse route for delivering
      acknowledgements. Finally, in the future, some direct information flows
      between field devices without LBRs may also occur.</t>

      <t>Sensed data is likely to be highly correlated in space, time, and
      observed events; an example of the latter is when temperature increase
      and humidity decrease as the day commences. Data may be sensed and
      delivered at different rates with both rates being typically fairly low,
      i.e., in the range of minutes, hours, days, etc. Data may be delivered
      regularly according to a schedule or a regular query; it may also be
      delivered irregularly after an externally triggered query; it may also
      be triggered after a sudden network-internal event or alert. Schedules
      may be driven by, for example, a smart-metering application where data
      is expected to be delivered every hour, or an environmental monitoring
      application where a battery-powered node is expected to report its
      status at a specific time once a day. Data delivery may trigger
      acknowledgements or maintenance traffic in the reverse direction. The
      network hence needs to be able to adjust to the varying activity duty
      cycles, as well as to periodic and sporadic traffic. Also, sensed data
      ought to be secured and locatable.</t>

      <t>Some data delivery may have tight latency requirements, for example,
      in a case such as a live meter reading for customer service in a
      smart-metering application, or in a case where a sensor reading response
      must arrive within a certain time in order to be useful. The network
      should take into consideration that different application traffic may
      require different priorities in the selection of a route when traversing
      the network, and that some traffic may be more sensitive to latency.</t>

      <t>A U-LLN should support occasional large-scale traffic flows from
      sensing nodes through LBRs (to nodes outside the U-LLN), such as
      system-wide alerts. In the example of an AMI U-LLN, this could be in
      response to events such as a city-wide power outage. In this scenario,
      all powered devices in a large segment of the network may have lost
      power and be running off of a temporary "last gasp" source such as a
      capacitor or small battery. A node must be able to send its own alerts
      toward an LBR while continuing to forward traffic on behalf of other
      devices that are also experiencing an alert condition. The network needs
      to be able to manage this sudden large traffic flow.</t>

      <t>A U-LLN may also need to support efficient large-scale messaging to
      groups of actuators. For example, an AMI U-LLN supporting a city-wide
      demand response system will need to efficiently broadcast demand-response control information to a large subset of actuators in the
      system.</t>

      <t>Some scenarios will require internetworking between the U-LLN and
      another network, such as a home network. For example, an AMI application
      that implements a demand-response system may need to forward traffic
      from a utility, across the U-LLN, into a home automation network. A
      typical use case would be to inform a customer of incentives to reduce
      demand during peaks, or to automatically adjust the thermostat of
      customers who have enrolled in such a demand management program.
      Subsequent traffic may be triggered to flow back through the U-LLN to
      the utility.</t>
    </section>

    <section anchor="Requirements"
             title="Requirements of Urban-LLN Applications">
      <t>Urban Low-Power and Lossy Network applications have a number of
      specific requirements related to the set of operating conditions, as
      exemplified in the previous sections.</t>

      <section title="Scalability">
        <t>The large and diverse measurement space of U-LLN nodes -- coupled
        with the typically large urban areas -- will yield extremely large
        network sizes. Current urban roll-outs are composed of sometimes more
        than one hundred nodes; future roll-outs, however, may easily reach
        numbers in the tens of thousands to millions. One of the utmost
        important LLN routing protocol design criteria is hence
        scalability.</t>

        <t>The routing protocol(s) MUST be capable of supporting the
        organization of a large number of sensing nodes into regions
        containing on the order of 10^2 to 10^4 sensing nodes each.</t>

        <t>The routing protocol(s) MUST be scalable so as to accommodate a
        very large and increasing number of nodes without deteriorating
        selected performance parameters below configurable thresholds. The
        routing protocols(s) SHOULD support the organization of a large number
        of nodes into regions of configurable size.</t>
      </section>

      <section title="Parameter-Constrained Routing">
        <t>Batteries in some nodes may deplete quicker than in others; the
        existence of one node for the maintenance of a routing path may not be
        as important as of another node; the battery scavenging
        methods may recharge the battery at regular or irregular intervals;

<!-- [rfced] What is meant by "the battery scavenging methods maybe
        recharge the battery"? Should it be "the energy-scavenging
        methods may recharge the battery..."?
-->
        some nodes may have a constant power source; some nodes may
        have a larger memory and are hence be able to store more
        neighborhood information; some nodes may have a stronger CPU
        and are hence able to perform more sophisticated data
        aggregation methods, etc.</t>

        <t>To this end, the routing protocol(s) MUST support
        parameter-constrained routing, where examples of such
        parameters (CPU, memory size, battery level, etc.) have been
        given in the previous paragraph.  In other words, the routing
        protocol MUST be able to advertise node capabilities that will
        be exclusively used by the routing protocol engine for routing
        decision. For the sake of example, such a capability could be
        related to the node capability itself (e.g., remaining power)
        or some application that could influence routing (e.g.,
        capability to aggregate data).</t>

        <t>Routing within urban sensor networks SHOULD require the U-LLN nodes
        to dynamically compute, select, and install different paths towards the
        same destination, depending on the nature of the traffic. Such
        functionality in support of, for example, data aggregation, may imply
        use of some mechanisms to mark/tag the traffic for appropriate routing
        decision using the IPv6 packet format (e.g., use of Diffserv Code Point (DSCP), Flow Label)
        based on an upper-layer marking decision. From this perspective, such
        nodes MAY use node capabilities (e.g., to act as an aggregator) in
        conjunction with the anycast endpoints and packet marking to route the
        traffic.</t>
      </section>

      <section title="Support of Autonomous and Alien Configuration">
        <t>With the large number of nodes, manually configuring and
        troubleshooting each node is not efficient. The scale and the large
        number of possible topologies that may be encountered in the U-LLN
        encourages the development of automated management capabilities that
        may (partly) rely upon self-organizing techniques. The network is
        expected to self-organize and self-configure according to some prior
        defined rules and protocols, as well as to support externally
        triggered configurations (for instance, through a commissioning tool
        that may facilitate the organization of the network at a minimum
        energy cost).</t>

        <t>To this end, the routing protocol(s) MUST provide a set of
        features including zero-configuration at network ramp-up,
        (network-internal) self-organization and configuration due to
        topological changes, and the ability to support
        (network-external) patches and configuration updates. For the
        latter, the protocol(s) MUST support multicast and anycast
        addressing. The protocol(s) SHOULD also support the formation
        and identification of groups of field devices in the
        network.</t>

        <t>The routing protocol(s) SHOULD be able to dynamically adapt, e.g.,
        through the application of appropriate routing metrics, to
        ever-changing conditions of communication (possible degradation of
        quality of service (QoS), variable nature of the traffic (real-time versus non-real-time,
        sensed data versus alerts), node mobility, a combination thereof,
        etc.).</t>

        <t>The routing protocol(s) SHOULD be able to dynamically compute,
        select, and possibly optimize the (multiple) path(s) that will be used
        by the participating devices to forward the traffic towards the
        actuators and/or a LBR according to the service-specific and
        traffic-specific QoS, traffic engineering, and routing security
        policies that will have to be enforced at the scale of a routing
        domain (that is, a set of networking devices administered by a
        globally unique entity), or a region of such domain (e.g., a
        metropolitan area composed of clusters of sensors).</t>
      </section>

      <section title="Support of Highly Directed Information Flows">
        <t>As pointed out in <xref
        target="Scenarios:Reporting"></xref>, it is not uncommon to gather
        data on a few servers located outside of the U-LLN. In this case, the
        reporting of the data readings by a large amount of spatially
        dispersed nodes towards a few LBRs will lead to highly directed
        information flows. For instance, a suitable addressing scheme can be
        devised that facilitates the data flow. Also, as one gets closer to
        the LBR, the traffic concentration increases, which may lead
        to high load imbalances in node usage.</t>

        <t>To this end, the routing protocol(s) SHOULD support and utilize the
        fact of a large number of highly directed traffic flows to facilitate
        scalability and parameter-constrained routing.</t>

<!-- [rfced] May "fact of a" be removed?

SUGGESTED:
   To this end, the routing protocol(s) SHOULD support and utilize the
   large number of highly directed traffic flows to facilitate
   scalability and parameter-constrained routing.
-->

        <t>The routing protocol MUST be able to accommodate traffic bursts by
        dynamically computing and selecting multiple paths towards the same
        destination.</t>
      </section>

      <section title="Support of Multicast and Anycast">
        <t>Routing protocols activated in urban sensor networks MUST support
        unicast (traffic is sent to a single field device), multicast (traffic
        is sent to a set of devices that are subscribed to the same multicast
        group), and anycast (where multiple field devices are configured to
        accept traffic sent on a single IP anycast address) transmission
        schemes.</t>

        <t>The support of unicast, multicast, and anycast also has an
        implication on the addressing scheme, but it is beyond the scope of this
        document that focuses on the routing requirements.</t>

        <t>Some urban sensing systems may require low-level addressing of a
        group of nodes in the same subnet, or for a node representative of a
        group of nodes, without any prior creation of multicast groups. Such
        addressing schemes, where a sender can form an addressable group of
        receivers, are not currently supported by IPv6, and not further
        discussed in this specification <xref
        target="ROLL-HOME"></xref>.</t>

        <t>The network SHOULD support internetworking when identical protocols
        are used, while giving attention to routing security implications of
        interfacing, for example, a home network with a utility U-LLN. The
        network may support the ability to interact with another network using
        a different protocol, for example, by supporting route
        redistribution.</t>
      </section>

      <section title="Network Dynamicity">
        <t>Although mobility is assumed to be low in urban LLNs, network
        dynamicity due to node association, disassociation, and disappearance,
        as well as long-term link perturbations is not negligible. This in
        turn impacts reorganization and reconfiguration convergence as well as
        routing protocol convergence.</t>

        <t>To this end, local network dynamics SHOULD NOT impact the entire
        network to be reorganized or re-reconfigured; however, the network
        SHOULD be locally optimized to cater for the encountered changes. The
        routing protocol(s) SHOULD support appropriate mechanisms in order to
        be informed of the association, disassociation, and disappearance of
        nodes. The routing protocol(s) SHOULD support appropriate updating
        mechanisms in order to be informed of changes in connectivity. The
        routing protocol(s) SHOULD use this information to initiate protocol-specific mechanisms for reorganization and reconfiguration as
        necessary to maintain overall routing efficiency. Convergence and
        route establishment times SHOULD be significantly lower than the
        smallest reporting interval.</t>

        <t>Differentiation SHOULD be made between node disappearance, where
        the node disappears without prior notification, and user- or
        node-initiated disassociation ("phased-out"), where the node has
        enough time to inform the network about its pending removal.</t>
      </section>

      <section title="Latency">
        <t>With the exception of alert-reporting solutions and (to a certain
        extent) queried reporting, U-LLNs are delay tolerant as long as the
        information arrives within a fraction of the smallest reporting
        interval, e.g., a few seconds if reporting is done every 4 hours.</t>

        <t>The routing protocol(s) SHOULD also support the ability to route
        according to different metrics (one of which could, e.g., be
        latency).</t>
      </section>
    </section>

    <section anchor="Security" title="Security Considerations">
      <t>As every network, U-LLNs are exposed to routing security threats that
      need to be addressed. The wireless and distributed nature of these
      networks increases the spectrum of potential routing security threats.
      This is further amplified by the resource constraints of the nodes,
      thereby preventing resource-intensive routing security approaches from
      being deployed. A viable routing security approach SHOULD be
      sufficiently lightweight that it may be implemented across all nodes in
      a U-LLN. These issues require special attention during the design
      process, so as to facilitate a commercially attractive deployment.</t>

      <t>The U-LLN MUST deny any node that has not been authenticated
      to the U-LLN and authorized to participate to the routing decision
      process.</t>

      <t>An attacker SHOULD be prevented from manipulating or disabling the
      routing function, for example, by compromising routing control messages.
      To this end, the routing protocol(s) MUST support message integrity.</t>

      <t>Further examples of routing security issues that may arise are the
      abnormal behavior of nodes that exhibit an egoistic conduct, such as
      not obeying network rules or forwarding no or false packets. Other
      important issues may arise in the context of denial-of-service (DoS)
      attacks, malicious address space allocations, advertisement of variable
      addresses, a wrong neighborhood, etc. The routing protocol(s) SHOULD
      support defense against DoS attacks and other attempts to maliciously or
      inadvertently cause the mechanisms of the routing protocol(s) to over-consume
      the limited resources of LLN nodes, e.g., by constructing forwarding
      loops or causing excessive routing protocol overhead traffic, etc.</t>

      <t>The properties of self-configuration and self-organization that are
      desirable in a U-LLN introduce additional routing security
      considerations. Mechanisms MUST be in place to deny any node that
      attempts to take malicious advantage of self-configuration and
      self-organization procedures. Such attacks may attempt, for example, to
      cause DoS, drain the energy of power-constrained devices, or to hijack
      the routing mechanism. A node MUST authenticate itself to a trusted node
      that is already associated with the U-LLN before the former can take
      part in self-configuration or self-organization. A node that has already
      authenticated and associated with the U-LLN MUST deny, to the maximum
      extent possible, the allocation of resources to any unauthenticated
      peer. The routing protocol(s) MUST deny service to any node that has
      not clearly established trust with the U-LLN.</t>

      <t>Consideration SHOULD be given to cases where the U-LLN may interface
      with other networks such as a home network. The U-LLN SHOULD NOT
      interface with any external network that has not established trust. The
      U-LLN SHOULD be capable of limiting the resources granted in support of
      an external network so as not to be vulnerable to DoS.</t>

      <t>With low computation power and scarce energy resources, U-LLNs' nodes
      may not be able to resist any attack from high-power malicious nodes
      (e.g., laptops and strong radios). However, the amount of damage
      generated to the whole network SHOULD be commensurate with the number of
      nodes physically compromised. For example, an intruder taking control
      over a single node SHOULD NOT be able to completely deny service to the
      whole network.</t>

      <t>In general, the routing protocol(s) SHOULD support the implementation
      of routing security best practices across the U-LLN. Such an
      implementation ought to include defense against, for example,
      eavesdropping, replay, message insertion, modification, and
      man-in-the-middle attacks.</t>

      <t>The choice of the routing security solutions will have an impact on
      the routing protocol(s). To this end, routing protocol(s) proposed in the
      context of U-LLNs MUST support authentication and integrity measures and
      SHOULD support confidentiality (routing security) measures.</t>
    </section>

  </middle>

  <back>
    <references title="Normative References">
      <?rfc include="reference.RFC.2119"?>
    </references>

    <references title="Informative References">
      <reference anchor="Lu2007">
        <front>
          <title>FISCO: A Fully Integrated Scheme of Self-Configuration and
          Self-Organization for WSN</title>

          <author initials="JL." surname="Lu">
            <organization></organization>
          </author>

          <author initials="F." surname="Valois">
            <organization></organization>
          </author>

          <author initials="D." surname="Barthel">
            <organization></organization>
          </author>

          <author initials="M." surname="Dohler">
            <organization></organization>
          </author>

        </front>
        <seriesInfo name="11-15 March" value="2007"/>
	<seriesInfo name="pp." value="3370-3375"/>
	<seriesInfo name="IEEE WCNC" value="2007"/>
	<seriesInfo name="Hong Kong," value="China"/>
      </reference>

 <!-- draft-ietf-roll-building-routing-reqs-05 -->

<reference anchor='ROLL-BUILD'>
<front>
<title>Building Automation Routing Requirements in Low Power and Lossy Networks</title>

<author initials='J' surname='Martocci' fullname='Jerry Martocci' role='editor'>
    <organization />
</author>

<author initials='P' surname='De Mil' fullname='Pieter De Mil'>
    <organization />
</author>

<author initials='W' surname='Vermeylen' fullname='Wouter Vermeylen'>
    <organization />
</author>

<author initials='N' surname='Riou' fullname='Nicolas Riou'>
    <organization />
</author>

<date month='February' year='2009' />

</front>

<seriesInfo name='Work in' value='Progress' />

</reference>


<!--    draft-ietf-roll-home-routing-reqs-06 -->
<reference anchor='ROLL-HOME'>
<front>
<title>Home Automation Routing Requirements in Low Power and Lossy Networks</title>

<author initials='A' surname='Brandt' fullname='Anders Brandt'>
    <organization />
</author>

<author initials='G' surname='Porcu' fullname='Giorgio Porcu'>
    <organization />
</author>

<date month='November' day='19' year='2008' />

</front>

<seriesInfo name='Work in' value='Progress' />

</reference>

<!--    draft-ietf-roll-indus-routing-reqs -->
<reference anchor='ROLL-INDUS'>
<front>
<title>Industrial Routing Requirements in Low Power and Lossy Networks</title>

<author initials='K' surname='Pister' role="editor">
    <organization />
</author>

<author initials='P' surname='Thubert' fullname='Pascal Thubert' role="editor">
    <organization />
</author>

<author initials='S' surname='Dwars' fullname='Sicco Dwars'>
    <organization />
</author>

<author initials='T' surname='Phinney' fullname='Tom Phinney'>
    <organization />
</author>

<date month='April' year='2009' />

</front>

<seriesInfo name='Work in' value='Progress' />

</reference>

 <!--     draft-ietf-roll-terminology -->
<reference anchor='ROLL-TERM'>
<front>
<title>Terminology in Low power And Lossy Networks</title>

<author initials='J' surname='Vasseur' fullname='JP Vasseur'>
    <organization />
</author>

<date month='October' day='27' year='2008' />

</front>

<seriesInfo name='Work in' value='Progress' />

</reference>

      <?rfc include="reference.RFC.4291"?>

      <?rfc include="reference.RFC.1546"?>
    </references>

    <section anchor="Acknowledgements" title="Acknowledgements">
      <t>The in-depth feedback of JP Vasseur, Jonathan Hui, Iain Calder, and
      Pasi Eronen is greatly appreciated.</t>
    </section>

    <section title="Contributors">
      <figure><artwork>
Christian Jacquenet
France Telecom R&D
4 rue du Clos Courtel BP 91226
35512 Cesson Sevigne
France

EMail: christian.jacquenet@orange-ftgroup.com


Giyyarpuram Madhusudan
France Telecom R&D
28 Chemin du Vieux Chene
38243 Meylan Cedex
France

EMail: giyyarpuram.madhusudan@orange-ftgroup.com


Gabriel Chegaray
France Telecom R&D
28 Chemin du Vieux Chene
38243 Meylan Cedex
France

EMail: gabriel.chegaray@orange-ftgroup.com
      </artwork></figure>
    </section>
  </back>
</rfc>
