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]>
<rfc category="std" ipr="trust200811"
docName="draft-sheffer-emu-eap-eke-01">
  <?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>
  <?rfc toc="yes" ?>
  <?rfc symrefs="yes" ?>
  <?rfc sortrefs="yes"?>
  <?rfc iprnotified="no" ?>
  <?rfc strict="yes" ?>
  <?rfc compact="yes" ?>
  <front>
    <title abbrev="The EAP-EKE Method">An EAP Authentication Method Based on the EKE Protocol</title>
    <author initials="Y." surname="Sheffer" fullname="Yaron Sheffer">
      <organization abbrev="Check Point">Check Point Software Technologies Ltd.</organization>
      <address>
        <postal>
          <street>5 Hasolelim St.</street>
          <city>Tel Aviv</city>
          <code>67897</code>
          <country>Israel</country>
        </postal>
        <email>yaronf@checkpoint.com</email>
      </address>
    </author>
    <author fullname="Glen Zorn" initials="G.Z." surname="Zorn">
      <organization>Network Zen</organization>
      <address>
        <postal>
          <street>1310 East Thomas Street</street>
          <street>#306</street>
          <city>Seattle</city>
          <region>Washington</region>
          <code>98102</code>
          <country>USA</country>
        </postal>
        <phone>+1 (206) 377-9035</phone>
        <email>gwz@net-zen.net</email>
      </address>
    </author>
    <author initials="H." surname="Tschofenig" fullname="Hannes Tschofenig">
      <organization>Nokia Siemens Networks</organization>
      <address>
    <postal>
     <street>Linnoitustie 6</street>
     <city>Espoo</city>
     <code>02600</code>
     <country>Finland</country>
    </postal>
    <phone>+358 (50) 4871445</phone>
    <email>Hannes.Tschofenig@gmx.net</email>
    <uri>http://www.tschofenig.priv.at</uri>
   </address>
    </author>
    <author initials="S." surname="Fluhrer" fullname="Scott Fluhrer">
      <organization abbrev="Cisco">Cisco Systems.</organization>
      <address>
        <postal>
          <street>1414 Massachusetts Ave.</street>
          <city>Boxborough, MA</city>
          <code>01719</code>
          <country>USA</country>
        </postal>
        <email>sfluhrer@cisco.com</email>
      </address>
    </author>
    <date year="2009"/>
    <abstract>
      <t>The Extensible Authentication Protocol (EAP) describes a framework that allows the use of
        multiple authentication mechanisms. This document defines an authentication mechanism for
        EAP called EAP-EKE, based on the Encrypted Key Exchange (EKE) protocol. This method provides
        mutual authentication through the use of a short, easy to remember password.</t>
    </abstract>
  </front>
  <middle>
    <!-- ************************************************************************************ -->
    <section title="Introduction">
      <t>The predominant access method for the Internet today is that of a human using a username
        and password to authenticate to a computer enforcing access control. Proof of knowledge of
        the password authenticates the human to the computer.</t>
      <t>Typically, these passwords are not stored on a user's computer for security reasons and
        must be entered each time the human desires network access. Therefore, the passwords must be
        ones that can be repeatedly entered by a human with a low probability of error. They will
        likely not possess high entropy and it may be assumed that an adversary with access to a
        dictionary will have the ability to guess a user's password. It is therefore desirable to
        have a robust authentication method that is secure even when used with a weak password in
        the presence of a strong adversary.</t>
      <t>EAP-EKE is an EAP method <xref target="RFC3748"/> that addresses the problem of
        password-based authenticated key exchange, using a possibly weak password for authentication
        and to derive an authenticated and cryptographically strong shared secret. This problem was
        first described by Bellovin and Merritt in <xref target="BM92"/> and <xref target="BM93"/>.
        Subsequently, a number of other solution approaches have been proposed, for example <xref
          target="JAB96"/>, <xref target="LUC97"/>, <xref target="BMP00"/>, and others.</t>
      <t> This proposal is based on the original Encrypted Key Exchange (EKE) proposal, as described
        in <xref target="BM92"/>. Some of the variants of the original EKE has been attacked,
        see e.g. <xref target="PA97"/>,
        and improvements have been proposed.
        None of these subsequent improvements have been incorporated into the current protocol.
        However, we have used only the subset of <xref target="BM92"/> (namely the variant described
        in Section 3.1) which has withstood the test of time and is believed secure as of this
        writing.</t>
    </section>
    <!-- ************************************************************************************ -->

    <section title="Terminology">
      <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT",
        "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in
          <xref target="RFC2119"/>.</t>
    </section>
    <!-- ************************************************************************************ -->
    <section title="Protocol" anchor="protocol">
      <section title="Protocol Overview">
        <t> EAP is a two-party protocol spoken between an EAP peer and an EAP server
        (also known as "authenticator"). An EAP method
          defines the specific authentication protocol being used by EAP. This memo defines a
          particular method and therefore defines the messages sent between the EAP server
          and the EAP peer for the purpose of authentication and key derivation. </t>
      </section>
      <section title="Message Flows">
        <t>EAP-EKE defines three message exchanges: an Identity exchange, a Commit exchange and a
          Confirm exchange. A successful authentication is shown in <xref target="message-flows"/>.</t>
        <t>The peer and server use the EAP-EKE Identity exchange to learn each other's identities
          and to agree upon a ciphersuite to use in the subsequent exchanges. In the Commit exchange
          the peer and server exchange information to generate a shared key and also to bind each
          other to a particular guess of the password. In the Confirm exchange the peer and server
          prove liveness and knowledge of the password by generating and verifying verification
          data.</t>
        <t>
          <figure anchor="message-flows" title="A Successful EAP-EKE Exchange">
            <artwork>
              <![CDATA[
           +--------+                                     +--------+
           |        |                  EAP-EKE-ID/Request |        |
           |  EAP   |<------------------------------------|  EAP   |
           |  peer  |                                     | server |
           |  (P)   | EAP-EKE-ID/Response                 |   (S)  |
           |        |------------------------------------>|        |
           |        |                                     |        |
           |        |              EAP-EKE-Commit/Request |        |
           |        |<------------------------------------|        |
           |        |                                     |        |
           |        | EAP-EKE-Commit/Response             |        |
           |        |------------------------------------>|        |
           |        |                                     |        |
           |        |             EAP-EKE-Confirm/Request |        |
           |        |<------------------------------------|        |
           |        |                                     |        |
           |        | EAP-EKE-Confirm/Response            |        |
           |        |------------------------------------>|        |
           |        |                                     |        |
           |        |          EAP-Success                |        |
           |        |<------------------------------------|        |
           +--------+                                     +--------+

]]>
            </artwork>
          </figure>
        </t>
        <t> Schematically, the original exchange as described in <xref target="BM92"/> (and with the
          roles reversed) is: <figure>
            <artwork>
              <![CDATA[
Server                              Peer
------                              ----
E(Password, Y_S)) ->
                      <- E(Password, Y_P), E(SharedSecret, Nonce_P)
E(SharedSecret, Nonce_S | Nonce_P) ->
                      <- E(SharedSecret, Nonce_S)
]]>
            </artwork>
          </figure>
          Where:
          <list style="symbols">
          <t>Y_S and Y_P are the server's (and respectively, the peer's) ephemeral public key,
          i.e. g^x (mod p), g^y (mod p).</t>
          <t>Nonce_S, Nonce_P are random strings generated by the server and the peer as
          cryptographic challenges.</t>
          <t>SharedSecret is the secret created by the Diffie-Hellman algorithm,
          namely g^(x*y) (mod p).</t>
          </list>
          The current protocol extends the basic cryptographic protocol, and the regular
          successful exchange becomes: <figure>
            <artwork>
              <![CDATA[
EAP-EKE-ID/Request: S -> P

   ID_S, CryptoProposals

EAP-EKE-ID/Response: S <- P

   ID_P, CryptoSelection

EAP-EKE-Commit/Request: S -> P

   E(Password, Y_S))

EAP-EKE-Commit/Response: S <- P

   E(Password, Y_P), E(Ke, Nonce_P)

EAP-EKE-Confirm/Request: S -> P

   E(Ke, Nonce_S | Nonce_P), Auth_S

EAP-EKE-Confirm/Response: S <- P

   E(Ke, Nonce_S), Auth_P
]]>
            </artwork>
          </figure> As shown in the exchange above, the following information elements are added to
          the original protocol: identity values for both protocol parties (ID_S, ID_P), negotiation of
          cryptographic protocols, and signature fields to protect the integrity of the negotiated
          parameters (Auth_S, Auth_P). In addition the shared secret is not used directly.
          Note that a few details have been omitted for clarity. </t>
      </section>
    </section>
    <!-- ************************************************************************************ -->
    <section title="Packet Formats">
      <section title="EAP-EKE Header">
        <t>The EAP-EKE header consists of the standard EAP header (see Section 4 of <xref
            target="RFC3748"/>), followed an EAP-EKE exchange type. The header has the following
          structure:</t>
        <t>
          <figure anchor="eap-eke-header" title="EAP-EKE Header">
            <artwork>
              <![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Code      |  Identifier   |             Length            |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|     Type      |   EKE-Exch    |              Data            ...
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]>
            </artwork>
          </figure>
        </t>
        <t> The Code, Identifier, Length, and Type fields are all part of the EAP header, and
          defined in <xref target="RFC3748"/>. The Type field in the EAP header MUST be the value
          allocated by IANA for EAP-EKE version 1. </t>
        <t> The EKE-Exch field identifies the type of EAP-EKE payload encapsulated in the Data
          field. This document defines the following values for the EKE-Exch field: <list
            style="symbols">
            <t>0x00: Reserved</t>
            <t>0x01: EAP-EKE-ID exchange</t>
            <t>0x02: EAP-EKE-Commit exchange</t>
            <t>0x03: EAP-EKE-Confirm exchange</t>
            <t>0x04: EAP-EKE-Failure message</t>
            <t>0x05: EAP-EKE-Protected-Failure message</t>
          </list></t>
        <t>Further values of this EKE-Exch field are available via IANA registration. </t>
      </section>
      <section title="EAP-EKE Payloads">
        <t>EAP-EKE payloads all contain the EAP-EKE header and encoded information, which differs
          for the different exchanges.</t>
      </section>
      <section title="EAP-EKE-ID">
        <t>
          <figure anchor="eap-eke-id-payload" title="EAP-EKE-ID Payload">
            <artwork>
              <![CDATA[
  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 | NumProposals  |   Reserved    |           Proposal           ...
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
...    Proposal                  |    IDType     |  Identity    ...
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       ]]>
            </artwork>
          </figure>
        </t>
        <t>The EAP-EKE-ID payload contains the following fields:</t>
        <t>
          <list style="hanging">
            <t hangText="NumProposals:">
              <vspace blankLines="1"/>The NumProposals field contains the number of proposals
              subsequently contained in the Proposal field. In the EAP-EKE-ID/Request the NumProposals
              field MUST NOT be set to zero (0) and in the EAP-EKE-ID/Response message the NumProposals
              field MUST be set to one (1). The offered proposals in the Request are listed
              contiguously in priority order, most preferable first. The selected proposal in the
              Response MUST be fully identical with one of the offered proposals.<vspace
                blankLines="1"/></t>
            <t hangText="Proposal:"><vspace blankLines="1"/>Each proposal consists of four one-octet
              fields, in this order: <vspace blankLines="1"/>
              <list style="hanging">
                <t hangText="Group Description:"><vspace blankLines="1"/>This field's value is taken
                  from the IANA registry for Diffie-Hellman groups defined in <xref
                    target="iana-group"/>.<vspace blankLines="1"/></t>
                <t hangText="Encryption:"><vspace blankLines="1"/>This field's value is taken from
                  the IANA registry for encryption algorithms defined in <xref target="iana-enc"
                    />.<vspace blankLines="1"/></t>
                <t hangText="PRF:"><vspace blankLines="1"/>This field's value is taken from the IANA
                  registry for pseudo random functions defined in <xref target="iana-prf"/>.<vspace
                    blankLines="1"/></t>
                <t hangText="MAC:"><vspace blankLines="1"/>This field's value is taken from the IANA
                  registry for keyed message digest algorithms defined in <xref target="iana-mac"/>
                  used to provide integrity protection.<vspace blankLines="1"/></t>
              </list></t>
            <t hangText="IDType"><vspace blankLines="1"/>Denotes the Identity type. This is taken
              from the IANA registry defined in <xref target="iana"/>. The server and the peer MAY
              use different identity types.</t>
          </list>
        </t>
        <t>The Identity field is always printable, and its meaning depends on the values of the Code
          and IDType fields.</t>
        <t>
          <list style="symbols">
            <t>EAP-EKE-ID/Request: server ID</t>
            <t>EAP-EKE-ID/Response: peer ID</t>
          </list>
        </t>
        <t>The server SHOULD assert its own identity (e.g. its host name), or it MAY use the peer's
          identity if it knows it before the protocol starts.</t>
        <t>The length of the Identity is computed from the Length field in the EAP header.</t>
      </section>
      <section title="EAP-EKE-Commit">
        <t>In this exchange both parties send their encrypted ephemeral public key, and the peer
          also includes a Challenge.</t>
        <t>
          <figure anchor="eap-eke-commit-payload" title="EAP-EKE-Commit Payload">
            <artwork>
              <![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|         DHComponent                                           ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~                                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|          Commit_P                                            ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~                                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       ]]>
            </artwork>
          </figure>
        </t>
        <t>
          <list style="hanging">
            <t hangText="DHComponent:">
              <vspace blankLines="1"/>This field contains the password-encrypted Diffie-Hellman
              public key, see <xref target="commit-request"/>.<vspace blankLines="1"/></t>
            <t hangText="Commit_P:">
              <vspace blankLines="1"/>This field only appears in the response, and contains the
              encrypted challenge value sent by the peer. See <xref target="commit-response"/>.</t>
          </list>
        </t>
      </section>
      <section title="EAP-EKE-Confirm">
        <t>In this exchange both parties complete the authentication by generating a shared
          temporary key, authenticating the entire protocol, and generating key material for the EAP
          consumer protocol.</t>
        <t>
          <figure anchor="eap-eke-confirm-payload" title="EAP-EKE-Confirm Payload">
            <artwork>
              <![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|          Confirm_?                                            ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~                                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|          Auth_?                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~                                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

       ]]>
            </artwork>
          </figure>
        </t>
        <t>
          <list style="hanging">
            <t hangText="Confirm_?:">
              <vspace blankLines="1"/>This field contains the encrypted response to the other peer's
              challenge, see <xref target="confirm-request"/> and <xref target="confirm-response"
                />.<vspace blankLines="1"/></t>
            <t hangText="Auth_?">
              <vspace blankLines="1"/>This field signs the Identity and the negotiated fields, to
              prevent downgrade attacks. See <xref target="confirm-request"/> and <xref
                target="confirm-response"/>.</t>
          </list>
        </t>
      </section>

      <section anchor="eap-eke-failure" title="EAP-EKE-Failure and EAP-EKE-Protected-Failure">

        <t> The EAP-EKE-Failure message format is defined as follows: <figure
            title="EAP-EKE-Failure Payload">
            <artwork>
              <![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                         Failure-Code                          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
       ]]>
            </artwork>
          </figure>
        </t>

        <t> The EAP-EKE-Protected-Failure payload format is defined as follows: <figure
            title="EAP-EKE-Protected-Failure Payload">
            <artwork>
              <![CDATA[
 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                         Failure-Code                          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                                                               |
...                           MAC                              ...
|                                                               |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]>
            </artwork>
          </figure>
        </t>
        <t>The MAC field contains the keyed message digest computed with the MAC algorithm selected
          during the initial exchange computed over the Failure-Code using the MAC key (see <xref
            target="crypto"/> on how this key is derived). A protected failure response can only be
          returned once the MAC key has been derived.</t>

        <t>Currently the following Failure-Code values are defined: <list style="symbols">
            <t>0x00000000: Reserved</t>
            <t>0x00000001: No Error</t>
            <t>0x00000002: Protocol Error</t>
            <t>0x00000003: Password Not Found</t>
            <t>0x00000004: Authentication Failure</t>
            <t>0x00000005: Authorization Failure</t>
            <t>0x00000006: No Proposal Chosen</t>
          </list>
        </t>
        <t>Additional values of this field are available via IANA registration. </t>
        <t>"No Error" is used for failure acknowledgement, see below.
        "Protocol Error" indicates a failure to parse or understand a protocol message or one
        of its payloads.
        "Password Not Found" indicates a password for a particular user could not be located, making
          authentication impossible.
          "Authentication Failure" indicates failure in the cryptographic
          computation most likely caused by an incorrect password, or an inappropriate identity type.
          "Authorization Failure" indicates that
          while the password being used is correct, the user is not authorized to connect.
          "No Proposal Chosen" indicates that the peer is unwilling to select any of the
          cryptographic proposals offered by the server.
          </t>
          <t>
          When the peer encounters an error situation, it MUST respond with either EAP-EKE-Failure or
          EAP-EKE-Protected-Failure, depending on whether it believes a common MAC key has been
          agreed upon. The server MUST send an EAP-Failure message to end the exchange.
          </t>
          <t>
          When the server encounters an error situation, it MUST respond with either EAP-EKE-Failure or
          EAP-EKE-Protected-Failure, depending on whether it believes a common MAC key has been
          agreed upon. The peer MUST send back either EAP-EKE-Failure or
          EAP-EKE-Protected-Failure (corresponding to the server's selection), containing a "No Error"
          failure code. Then the server MUST send an EAP-Failure message to end the exchange.
          </t>
      </section>

    </section>
    <!-- ************************************************************************************ -->
    <section anchor="crypto" title="Cryptographic Operations">
      <section title="Generating Keying Material">
        <t>Keying material will always be derived as the output of the negotiated prf algorithm.
          Since the amount of keying material needed may be greater than the size of the output of
          the prf algorithm, we will use the prf iteratively. We will use the terminology prf+ to
          describe the function that outputs a pseudo-random stream based on the inputs to a prf as
          follows: (where | indicates concatenation)</t>
        <t>
          <list style="empty">
            <t>prf+ (K,S) = T1 | T2 | T3 | T4 | ...</t>
          </list>
        </t>
        <t> where: <list style="empty">
            <t>T1 = prf(K, S | 0x01)</t>
            <t>T2 = prf(K, T1 | S | 0x02)</t>
            <t>T3 = prf(K, T2 | S | 0x03)</t>
            <t>T4 = prf(K, T3 | S | 0x04)</t>
          </list>
        </t>
        <t> continuing as needed to compute all required keys. The keys are taken from the output
          string without regard to boundaries (e.g., if the required keys are a 256-bit Advanced
          Encryption Standard (AES) key and a 160-bit HMAC key, and the prf function generates 160
          bits, the AES key will come from T1 and the beginning of T2, while the HMAC key will come
          from the rest of T2 and the beginning of T3). </t>
        <t> The constant concatenated to the end of each string feeding the prf is a single octet.
          prf+ in this document is not defined beyond 255 times the size of the prf output. </t>
      </section>
      <section anchor="commit-request" title="EAP-EKE-Commit/Request">
        <t>The server computes </t>
        <t>
          <list style="empty">
            <t>Y_S = g^x mod N,</t>
          </list>
        </t>
        <t>where 'x' is a randomly chosen number in the range 2 .. N-1. The randomly chosen number
          is the private key, and the calculated field is the corresponding public key. The
          calculated value MUST NOT be zero modulo N. If the peer receives a bad value for this
          field, it MUST take action to disconnect or disable the link. Each of the peers MUST use a
          fresh, random value for this field on each run of the protocol.</t>
          <t>Note: If Elliptic Curve Diffie-Hellman is used, the corresponding additive
          group operations are to be understood.</t>
        <t>The server transmits</t>
        <t>
          <list style="empty">
            <t>DHComponent_S = E(prf+(password, "EAP-EKE Password"), Y_S),</t>
          </list>
        </t>
        <t>encrypted using the algorithm negotiated during the previous exchange. If required by the
          encryption algorithm/mode, the encrypted field is preceded by an Initialization Vector
          (IV), whose length depends on the algorithm. The IV value MUST be unpredictable. </t>
        <t>When using block ciphers, it may be necessary to pad Y_S on the right, to fit
          the encryption algorithm's block size. In such cases, random padding MUST be used, and
          this randomness is critical to the security of the protocol. Randomness recommendations
          can be found in <xref target="RFC4086"/>. When decrypting this field, the real length of
          Y_S is determined according to the negotiated Diffie Hellman group.</t>
        <t>If the password needs to be stored on the server, it is RECOMMENDED to store the
          randomized password value, i.e. prf+(password, ...), as a password-equivalent, rather than
          the cleartext password.</t>
      </section>
      <section anchor="commit-response" title="EAP-EKE-Commit/Response">
        <t>The peer computes</t>
        <t>
          <list style="empty">
            <t>Y_P = g^y mod N</t>
          </list>
        </t>
        <t>and sends</t>
        <t>
          <list style="empty">
            <t>DHComponent_P = E(prf+(password, "EAP-EKE Password"), Y_P)</t>
          </list>
        </t>
        <t>If the password is non-ASCII, it SHOULD be normalized by the peer before the EAP-EKE
          message is constructed. The normalization method is SASLprep, <xref target="RFC4013"/>.
          Note that the password is not null-terminated.</t>
        <t>Both sides calculate </t>
        <t>
          <list style="empty">
            <t>SharedSecret = g^(x*y) mod N</t>
          </list>
        </t>
        <t>The encryption key is computed: </t>
        <t>
          <list style="empty">
            <t>Ke = prf+(SharedSecret, "EAP-EKE Ke" | ID_S | ID_P)</t>
          </list>
        </t>
        <t>The MAC key is computed:</t>
        <t>
          <list style="empty">
            <t>MAC = prf+(SharedSecret, "EAP-EKE MAC" | ID_S | ID_P)</t>
          </list>
        </t>
        <t>And the peer generates </t>
        <t>
          <list style="empty">
            <t>Challenge_P = E(Ke, Nonce_P),</t>
          </list>
        </t>
        <t>where Nonce_P is a randomly generated binary string. Nonce_P has length equal to the
          block size of E for block ciphers, or 32 octets if E is a stream cipher.</t>
      </section>
      <section anchor="confirm-request" title="EAP-EKE-Confirm/Request">
        <t>The server sends:</t>
        <t>
          <list style="empty">
            <t>Commit_S = E(Ke, Nonce_P | Nonce_S),</t>
          </list>
        </t>
        <t>where Nonce_S is a randomly generated string, similar to Nonce_P.</t>
        <t>It computes: </t>
        <t>
          <list style="empty">
            <t>Ka = prf+(SharedSecret, "EAP-EKE Ka" | ID_S | ID_P | Nonce_P | Nonce_S)</t>
          </list>
        </t>
        <t>And sends:</t>
        <t>
          <list style="empty">
            <t>Auth_S = prf(Ka, "EAP-EKE server" | EAP-EKE-ID/Request | EAP-EKE-ID/Response |
              EAP-EKE-Commit/Request | EAP-EKE-Commit/Response),</t>
          </list>
        </t>
        <t>where the literal string is encoded using ASCII with no zero terminator. The messages are
          included in full, starting with the EAP header, and including any possible future
          extensions.</t>
      </section>
      <section anchor="confirm-response" title="EAP-EKE-Confirm/Response">
        <t>The peer computes Ka, and sends:</t>
        <t>
          <list style="empty">
            <t>Commit_P = E(Ke, Nonce_S)</t>
            <t>Auth_P = prf(Ka, "EAP-EKE peer" | EAP-EKE-ID/Request | EAP-EKE-ID/Response |
              EAP-EKE-Commit/Request | EAP-EKE-Commit/Response)</t>
          </list>
        </t>
      </section>
      <section title="MSK and EMSK">
        <t>Following the last message of the protocol, both sides compute and export the shared
          keys, each 512 bits in length:</t>
        <t>
          <list style="empty">
            <t>MSK = prf+(SharedSecret, "EAP-EKE MSK" | ID_S | ID_P | Nonce_P | Nonce_S)</t>
            <t>EMSK = prf+(SharedSecret, "EAP-EKE EMSK" | ID_S | ID_P | Nonce_P | Nonce_S)</t>
          </list>
        </t>
      </section>
      <section anchor="dh-groups" title="Diffie-Hellman Groups">
      <t>
Many of the commonly used Diffie Hellman groups are inappropriate for use in EKE.
Most of these groups use a generator which is not a primitive element of the group.
As a result, an attacker running a dictionary attack would be able to learn at least
1 bit of information for each decrypted password guess.
      </t>
      <t>
      Any MODP Diffie Hellman group defined for use in this protocol MUST have the following properties,
      to ensure that it does not leak a usable amount of information about the password:
      <list style="numbers">
      <t>The generator is a primitive element of the group.</t>
      <t>The most significant 64 bits of the prime number are 1.</t>
      <t>The group's order p is a "safe prime", i.e. (p-1)/2 is also prime.
      </t>
      </list>
      </t>
      <t>
      The last requirement is related to the strength of the Diffie Hellman algorithm,
      rather than the password encryption. It also makes it easy to verify that the
      generator is primitive.
      </t>
      <t>
      We have defined the following groups:
      <list style="symbols">
      <t>DHGROUP_EKE_14 is defined by: the prime number of Group 14 <xref target="RFC3526"/>,
      with the generator 11 (decimal).</t>
      <t>Additional groups will be defined by future versions of this document.</t>
      </list>
      </t>
      </section>
      <section title="Mandatory Algorithms">
        <t>To facilitate interoperability, the following algorithms are mandatory to implement:</t>
        <t>
          <list style="symbols">
            <t>ENCR_AES128_CBC (encryption algorithm)</t>
            <t>PRF_HMAC_SHA1 (pseudo random function and keyed message digest)</t>
            <t>DHGROUP_EKE_14 (DH-group)</t>
          </list>
        </t>
      </section>
    </section>
    <!-- ************************************************************************************ -->
    <section title="IANA Considerations" anchor="iana">
      <t>This document allocates an EAP method type, for "EAP-EKE Version 1".</t>

      <t>This document requires IANA to create the registries described in the subsequent sections.
        Values can be added or modified in these registries per
        Specification Required <xref target="RFC5226"
        />. </t>

      <section toc="exclude" anchor="iana-enc" title="Encryption Algorithm Registry">
        <t>This section defines an IANA registry for encryption algorithms: <figure>
            <artwork>
              <![CDATA[
+-----------------+---------+----------------------------------+
| Name            | Value   | Definition                       |
+-----------------+---------+----------------------------------+
| Reserved        | 0       |                                  |
| ENCR_AES128_CBC | 1       | AES with a 128-bit key, CBC mode |
|                 | 2-127   | Available for allocation via IANA|
|                 | 128-255 | Reserved for private use         |
+-----------------+---------+----------------------------------+
                  ]]>
            </artwork>
          </figure>
        </t>
      </section>

      <section toc="exclude" anchor="iana-prf" title="Pseudo Random Function Registry">
        <t>This section defines an IANA registry for pseudo random function algorithms: <figure>
            <artwork>
              <![CDATA[
+---------------+---------+-------------------------------------+
| Name          | Value   | Definition                          |
+---------------+---------+-------------------------------------+
| Reserved      | 0       |                                     |
| PRF_HMAC_SHA1 | 1       | HMAC SHA-1, as defined in [RFC2104] |
|               | 2-127   | Available for allocation via IANA   |
|               | 128-255 | Reserved for private use            |
+---------------+---------+-------------------------------------+
                  ]]>
            </artwork>
          </figure>
        </t>
      </section>
      <section toc="exclude" anchor="iana-mac" title="Keyed Message Digest Registry">
        <t>This section defines an IANA registry for keyed message digest algorithms: <figure>
            <artwork>
              <![CDATA[
+---------------+---------+-------------------------------------+
| Name          | Value   | Definition                          |
+---------------+---------+-------------------------------------+
| Reserved      | 0       |                                     |
| PRF_HMAC_SHA1 | 1       | HMAC SHA-1, as defined in [RFC2104] |
|               | 2-127   | Available for allocation via IANA   |
|               | 128-255 | Reserved for private use            |
+---------------+---------+-------------------------------------+
                  ]]>
            </artwork>
          </figure>
        </t>
      </section>

      <section toc="exclude" anchor="iana-group" title="Diffie-Hellman Group Registry">
        <t>This section defines an IANA registry for Diffie-Hellman groups: <figure>
            <artwork>
              <![CDATA[
+----------------+---------+-------------------------------------------+
| Name           | Value   | Definition                                |
+----------------+---------+-------------------------------------------+
| Reserved       | 0       |                                           |
| DHGROUP_EKE_14 | 1       | 2048-bit MODP Group defined in this       |
|                |         | document                                  |
|                | 2-127   | Available for allocation via IANA         |
|                | 128-255 | Reserved for private use                  |
+----------------+---------+-------------------------------------------+
                  ]]>
            </artwork>
          </figure>
        </t>
      </section>
      <section toc="exclude" anchor="iana-identity" title="Identity Type Registry">
        <t>In addition, an identity type registry is defined: <figure>
            <artwork>
              <![CDATA[
   +-----------+---------+---------------------------------------------+
   | Name      | Value   | Definition                                  |
   +-----------+---------+---------------------------------------------+
   | Reserved  | 0       |                                             |
   | ID_OPAQUE | 1       | A printable string whose format is          |
   |           |         | undefined                                   |
   | ID_NAI    | 2       | A Network Access Identifier, as defined in  |
   |           |         | [RFC4282] (mandatory to implement)          |
   | ID_IPv4   | 3       | An IPv4 address, in binary format           |
   | ID_IPv6   | 4       | An IPv6 address, in binary format           |
   | ID_FQDN   | 5       | A fully qualified domain name (mandatory to |
   |           |         | implement)                                  |
   |           | 6-127   | Available for allocation via IANA           |
   |           | 128-255 | Reserved for private use                    |
   +-----------+---------+---------------------------------------------+
                  ]]>
            </artwork>
          </figure>
        </t>
      </section>


      <section toc="exclude" title="Failure-Code Registry">
        <t>This section defines an IANA registry for the Failure-Code registry, a 32-bit long code.
        Initial values are defined in <xref target="eap-eke-failure"/>. All values up to 0xff000000 are
        available for allocation via IANA. The remaining values
        up to 0xffffffff are available for private use.
        </t>
      </section>

    </section>
    <!-- ************************************************************************************ -->
    <section title="Security Considerations" anchor="security">

      <t>Any protocol that claims to solve the problem of password-authenticated key exchange must
        be resistant to active, passive and dictionary attack and have the quality of forward
        secrecy. These characteristics are discussed further in the following paragraphs.</t>
      <t>
        <list style="hanging">
          <t hangText="Resistance to Passive Attack"> A passive attacker is one that merely relays
            messages back and forth between the peer and server, faithfully, and without
            modification. The contents of the messages are available for inspection, but that is
            all. To achieve resistance to passive attack, such an attacker must not be able to
            obtain any information about the password or anything about the resulting shared secret
            from watching repeated runs of the protocol. Even if a passive attacker is able to learn
            the password, she will not be able to determine any information about the resulting
            secret shared by the peer and server.</t>
          <t hangText="Resistance to Active Attack"> An active attacker is able to modify, add,
            delete, and replay messages sent between protocol participants. For this protocol to be
            resistant to active attack, the attacker must not be able to obtain any information
            about the password or the shared secret by using any of its capabilities. In addition,
            the attacker must not be able to fool a protocol participant into thinking that the
            protocol completed successfully. It is always possible for an active attacker to deny
            delivery of a message critical in completing the exchange. This is no different than
            dropping all messages and is not an attack against the protocol.</t>
          <t hangText="Resistance to Dictionary Attack"> For this protocol to be resistant to
            dictionary attack any advantage an adversary can gain must be directly related to the
            number of interactions she makes with an honest protocol participant and not through
            computation. The adversary will not be able to obtain any information about the password
            except whether a single guess from a single protocol run is correct or incorrect.</t>
          <t hangText="Forward Secrecy"> Compromise of the password must not provide any information
            about the secrets generated by earlier runs of the protocol.</t>
        </list>
      </t>

      <t>
        <xref target="RFC3748"/> requires that documents describing new EAP methods clearly
        articulate the security properties of the method. In addition, for use with wireless LANs,
          <xref target="RFC4017"/> mandates and recommends several of these. The claims are: <list
          style="numbers">
          <t>Mechanism: password.</t>
          <t>Claims: <list style="symbols">
              <t>Mutual authentication: the peer and server both authenticate each other by proving
                possession of a shared password. This is REQUIRED by <xref target="RFC4017"/>.</t>
              <t>Forward secrecy: compromise of the password does not reveal the secret keys (MSK
                and EMSK) from earlier runs of the protocol.</t>
              <t>Replay protection: an attacker is unable to replay messages from a previous
                exchange either to learn the password or a key derived by the exchange. Similarly
                the attacker is unable to induce either the peer or server to believe the exchange
                has successfully completed when it hasn't.</t>
              <t>Key derivation: a shared secret is derived by performing a group operation in a
                finite cyclic group (e.g. exponentiation) using secret data contributed by both the
                peer and server. An MSK and EMSK are derived from that shared secret. This is
                REQUIRED by <xref target="RFC4017"/>.</t>
              <t>Dictionary attack resistance: an attacker can only make one password guess per
                active attack, and the protocol is designed so that the attacker does not
                gain any confirmation of her guess by observing the decrypted Y_x value (see below).
                The advantage she can gain is through interaction not through
                computation. This is REQUIRED by <xref target="RFC4017"/>.</t>
              <t>Session independence: this protocol is resistant to active and passive attacks and
                does not enable compromise of subsequent or prior MSKs or EMSKs from either passive
                or active attacks.</t>
              <t>Denial of Service resistance: it is possible for an attacker to cause a server to
                allocate state and consume CPU. Such an attack is gated, though, by the requirement
                that the attacker first obtain connectivity through a lower-layer protocol (e.g.
                802.11 authentication followed by 802.11 association, or 802.3 "link-up") and
                respond to two EAP messages--the EAP-ID/ Request and the EAP-EKE-ID/Request.</t>
              <t>Man-in-the-Middle Attack resistance: this exchange is resistant to active attack,
                which is a requirement for launching a man-in-the-middle attack. This is REQUIRED by
                  <xref target="RFC4017"/>.</t>
              <t>Shared state equivalence: upon completion of EAP-EKE the peer and server both agree
                on MSK, EMSK. The peer has authenticated the server based on the Server_ID and the
                server has authenticated the peer based on the Peer_ID. This is due to the fact that
                Peer_ID, Server_ID, and the generated shared secret are all combined to make the
                authentication element which must be shared between the peer and server for the
                exchange to complete. This is REQUIRED by <xref target="RFC4017"/>.</t>
              <t>Fragmentation: this protocol does not define a technique for fragmentation and
                reassembly.</t>
              <t>Resistance to "Denning-Sacco" attack: learning keys distributed from an earlier run
                of the protocol, such as the MSK or EMSK, will not help an adversary learn the
                password.</t>
            </list></t>
          <t>Key strength: the strength of the resulting key depends on the finite cyclic group
            chosen. Sufficient key strength is REQUIRED by <xref target="RFC4017"/>.</t>
          <t>Key hierarchy: MSKs and EMSKs are derived from the secret values generated during the
            protocol run, using a negotiated pseudo-random function.</t>
          <t>Vulnerabilities (note that none of these are REQUIRED by <xref target="RFC4017"/>):
              <list style="symbols">
              <t>Protected ciphersuite negotiation: the ciphersuite proposal made by the server is
                not protected from tampering by an active attacker. However if a proposal was
                modified by an active attacker it would result in a failure to confirm the message
                sent by the other party, since the proposal is bound by each side into its Confirm
                message, and the protocol would fail as a result.</t>
              <t>Confidentiality: none of the messages sent in this protocol are encrypted.</t>
              <t>Integrity protection: all messages in this protocol are integrity protected.</t>
              <t>Channel binding: this protocol does not enable the exchange of integrity-protected
                channel information that can be compared with values communicated via out-of-band
                mechanisms.</t>
              <t>Fast reconnect: this protocol does not provide a fast reconnect capability.</t>
              <t>Cryptographic binding: this protocol is not a tunneled EAP method and therefore has
                no cryptographic information to bind.</t>
              <t>Identity protection: the EAP-EKE-ID exchange is not protected. An attacker will see
                the server's identity in the EAP-EKE-ID/Request and see the peer's identity in
                EAP-EKE-ID/ Response.</t>
            </list></t>
        </list></t>
      <!--
      <t>Here's a few, more to come:</t>
      <t>
        <list style="symbols">
          <t>No identity protection.</t>
          <t>The encrypted pieces are not authenticated, do they have to be?</t>
          <t>Password salt, to be sent by server.</t>
          <t>Denial-of-service resistance, e.g. an anti clogging token.</t>
          <t>Binding of EAP-EKE identity with EAP identity.</t>
        </list>
      </t>

      -->
    <section title="Cryptographic Analysis">
    <t>
    When analyzing the Commit exchange, it should be noted that the base security assumptions are
    different from "normal" cryptology.  Normally, we assume that the key has strong
    security properties, and that the data may have little.  Here, we assume that the key has
    weak security properties (the attacker may have a list of possible keys), and hence we need
    to ensure that the data has strong properties (indistinguishable from random).
    This difference may mean that conventional wisdom in cryptology might not apply in this case. This
    also imposes severe constraints on the protocol, e.g. the mandatory use of random padding, and
    the need to define specific finite groups.
    </t>
    </section>
    <section title="Diffie Hellman Group Considerations">
    <t>
    It is fundamental to the dictionary attack resistance that the Diffie Hellman
    public values Y_S and Y_P are indistinguishable from a random string.
    If this condition is not met, then a passive attacker can do trial-decryption of
    the encrypted DHComponent_P, DHComponent_S values based on a password guess,
    and if they decrypt to a value which in not a valid public value,
    they know that the password guess was incorrect.
    </t>
    <t>
For MODP groups, <xref target="dh-groups"/> gives conditions on the group to make sure that
this criterion is met.  For other groups (for example, Elliptic Curve groups),
some other means of ensuring this must be employed.  The standard way of expressing
Elliptic Curve public values does not meet this criterion, as a valid Elliptic Curve X
coordinate can be distinguished from a random string with probability approximately 0.5.
    </t>
    <t>
    A future version of this document might introduce a group representation, and/or
    a slight modification of the password encryption scheme, so that Elliptic Curve groups
    can be accommodated. <xref target="BR02"/> presents several alternative solutions for this problem.
    </t>
    </section>
    </section>
    <!-- ************************************************************************************ -->
    <section title="Acknowledgements">
      <t>Much of this document was unashamedly picked from <xref target="I-D.harkins-emu-eap-pwd"/>
        and <xref target="I-D.ietf-pppext-eap-srp-03"/>, and we would like to acknowledge the
        authors of these documents: Dan Harkins, Glen Zorn, James Carlson, Bernard Aboba and Henry
        Haverinen.
        We would like to thank David Jacobson and Steve Bellovin for their useful comments.
        </t>
    </section>
  </middle>
  <back>
    <references title="Normative References">&rfc2104; &rfc2119; &rfc2284; &rfc3526;
      &rfc3748; &rfc4013; &rfc4282;</references>
    <references title="Informative References">&rfc4017; &rfc4306; &rfc4086;
      &rfc5114; &draft-harkins-emu-eap-pwd; &rfc5226; <reference
        anchor="I-D.ietf-pppext-eap-srp-03">
        <front>
          <title>EAP SRP-SHA1 Authentication Protocol</title>
          <author initials="J." surname="Carlson" fullname="James Carlson">
            <organization/>
          </author>
          <author initials="B." surname="Aboba" fullname="Bernard Aboba">
            <organization/>
          </author>
          <author initials="H." surname="Haverinen" fullname="Henry Haverinen">
            <organization/>
          </author>
          <date month="July" year="2001"/>
        </front>
        <seriesInfo name="Internet-Draft" value="draft-ietf-pppext-eap-srp-03"/>
      </reference>
      <reference anchor="BM92">
        <front>
          <title>Encrypted Key Exchange: Password-Based Protocols Secure Against Dictionary Attacks</title>
          <author initials="S." surname="Bellovin" fullname="Steven M. Bellovin">
            <organization/>
          </author>
          <author initials="M." surname="Merritt" fullname="Michael Merritt">
            <organization/>
          </author>
          <date month="May" year="1992"/>
        </front>
        <seriesInfo name="Proc. IEEE Symp. on Research in Security and Privacy" value=""/>
      </reference>
      <reference anchor="BM93">
        <front>
          <title>Augmented Encrypted Key Exchange: A Password-Based Protocol Secure against
            Dictionary Attacks and Password File Compromise</title>
          <author initials="S." surname="Bellovin" fullname="Steven M. Bellovin">
            <organization/>
          </author>
          <author initials="M." surname="Merritt" fullname="Michael Merritt">
            <organization/>
          </author>
          <date year="1993"/>
        </front>
        <seriesInfo name="Proc. 1st ACM Conference on Computer and Communication Security" value=""
        />
      </reference>
      <reference anchor="BMP00">
        <front>
          <title>Provably Secure Password Authenticated Key Exchange Using Diffie-Hellman</title>
          <author initials="V." surname="Boyko" fullname="Victor Boyko">
            <organization/>
          </author>
          <author initials="P." surname="MacKenzie" fullname="Philip MacKenzie">
            <organization/>
          </author>
          <author initials="S." surname="Patel" fullname="Sarvar Patel">
            <organization/>
          </author>
          <date year="2000"/>
        </front>
        <seriesInfo name="Advances in Cryptology, EUROCRYPT 2000"
          value=""/>
      </reference>
      <reference anchor="BR02">
        <front>
          <title>Ciphers with Arbitrary Finite Domains</title>
          <author initials="J." surname="Black" fullname="John Black">
            <organization/>
          </author>
          <author initials="P." surname="Rogaway" fullname="Phillip Rogaway">
            <organization/>
          </author>
          <date year="2002"/>
        </front>
        <seriesInfo name="Proc. of the RSA Cryptographer's Track (RSA CT '02), LNCS 2271"
          value=""/>
      </reference>
      <reference anchor="PA97">
        <front>
          <title>Number Theoretic Attacks On Secure Password Schemes</title>
          <author initials="S." surname="Patel" fullname="Sarvar Patel">
            <organization/>
          </author>
          <date year="1997"/>
        </front>
        <seriesInfo name="Proceedings of the 1997 IEEE Symposium on Security and Privacy"
          value=""/>
      </reference>
      <reference anchor="JAB96">
        <front>
          <title>Strong Password-Only Authenticated Key Exchange</title>
          <author initials="D." surname="Jablon" fullname="David P. Jablon">
            <organization/>
          </author>
          <date month="October" year="1996"/>
        </front>
        <seriesInfo name="ACM Computer Communications Review" value="Volume 1, Issue 5"/>
      </reference>
      <reference anchor="LUC97">
        <front>
          <title>Open Key Exchange: How to Defeat Dictionary Attacks Without Encrypting Public Keys</title>
          <author initials="S." surname="Lucks" fullname="Stefan Lucks">
            <organization/>
          </author>
          <date year="1997"/>
        </front>
        <seriesInfo name="Proc. of the Security Protocols Workshop" value="LNCS 1361"/>
      </reference></references>
    <section title="Change Log">
      <section title="-01">
      <t>Revised following comments raised on the CFRG mailing list. In particular, added security
      considerations and a new DH group definition, to resolve the vulnerability in case the group's
      generator is not a primitive element.</t>
      </section>
      <section title="-00">
        <t>Initial version.</t>
      </section>
    </section>
    <section title="Design Options">
      <section title="Number of Round Trips">
        <t>We have looked at three options: 2 round trips, 3 round trips, and a normal run of 2
          round trips with an optional third. Some of the decision factors include:</t>
        <t>
          <list style="symbols">
            <t>Performance (latency).</t>
            <t>Crypto-agility, the ability to negotiate cryptographic algorithms. Ideally this
              applies to both the symmetric and asymmetric algorithms.</t>
            <t>Complexity of the protocol state machine, when some messages are optional.</t>
            <t>Dependence on a higher-level protocol sending the peer's identity before EAP-EKE
              starts, so that the correct password can be used.</t>
          </list>
        </t>
        <t>The initial version of this protocol has 3 round trips, primarily for simplicity.</t>
      </section>
      <section title="Fragmentation">
        <t>While similar documents ( <xref target="I-D.harkins-emu-eap-pwd"/>) provide fragmentation
          support at the level of the EAP method, we have decided that such support is unnecessary
          given the expected size of messages in EAP-EKE.</t>
      </section>
    </section>
  </back>
</rfc>
